Sebi eases compliance norms for IPO lock-in of pledged shares
Market regulator Securities and Exchange Board of India (Sebi) on Tuesday introduced a new framework aimed at simplifying compliance and ...
Tag: Compliance
Sebi grants relief in minimum public shareholding compliance norms, waives penalties amid Middle East conflict
Market regulator Securities and Exchange Board of India (Sebi) has announced a one-time relaxation for listed companies struggling to meet ...
Goldman Sachs is tapping Anthropic’s AI model to automate accounting, compliance roles
Goldman Sachs has been working with the artificial intelligence startup Anthropic to create AI agents to automate a growing number ...
Sebi permits use of mutual funds for IAs, RAs deposit compliance
Sebi has allowed investment advisers and research analysts to use liquid mutual funds and overnight mutual funds for meeting their ...
Super Micro files financials just ahead of Nasdaq deadline and says it’s ‘regained compliance,’ stock pops 22%
Charles Liang, CEO of Super Micro Computer Inc., during the Computex conference in Taipei, Taiwan, on June 5, 2024.Annabelle Chih ...
Sebi bars merchant banker First Overseas Capital from managing public issues
Market regulator Securities and Exchange Board of India (Sebi) has prohibited merchant banker First Overseas Capital Ltd (FOCL) from managing ...
Sebi proposes to ease compliance for non-convertible securities
Aimed at promoting ease of doing business for non-convertible securities, market regulator Securities and Exchange Board of India (Sebi) on ...
Dubai Regulator Wants to Lower the Cost of Compliance for Small Crypto Firms
While Dubai's regulatory rules were broadly welcomed, some firms worried about the expense.
Sebi proposes direct reporting of AIFs’ PPM changes to streamline compliance cost
MUMBAI: The Securities and Exchange Board of India (Sebi) has proposed that certain changes in private placement memorandum (PPM) of ...
Sebi tweaks rules, asks AIFs to dematerialise units
To facilitate ease of compliance and strengthen investor protection in Alternative Investment Funds (AIFs), Sebi on Saturday said all the ...
