Sebi bars merchant banker First Overseas Capital from managing public issues
Market regulator Securities and Exchange Board of India (Sebi) has prohibited merchant banker First Overseas Capital Ltd (FOCL) from managing ...
Tag: Compliance
Sebi proposes to ease compliance for non-convertible securities
Aimed at promoting ease of doing business for non-convertible securities, market regulator Securities and Exchange Board of India (Sebi) on ...
Dubai Regulator Wants to Lower the Cost of Compliance for Small Crypto Firms
While Dubai's regulatory rules were broadly welcomed, some firms worried about the expense.
Sebi proposes direct reporting of AIFs’ PPM changes to streamline compliance cost
MUMBAI: The Securities and Exchange Board of India (Sebi) has proposed that certain changes in private placement memorandum (PPM) of ...
Sebi tweaks rules, asks AIFs to dematerialise units
To facilitate ease of compliance and strengthen investor protection in Alternative Investment Funds (AIFs), Sebi on Saturday said all the ...
The IRS and the Rising Cost of Crypto Tax Compliance
David Kemmerer anticipates the unintended consequences of proposed new regulations on brokers reporting crypto transactions. Expensive “tax experts” are set ...
Binance Appoints New Compliance Officer as Regulatory Crackdown Intensifies
Hecht is a familiar face at Binance, having previously served as the global head of corporate compliance at the exchange ...
